Cann Consultancy Ltd Gap Analysis and Risk Audit
Gap Analysis and Risk Audit:
Useful for:
Any firm wanting to measure their readiness for outcomes-focused regulation, Lexcel or the Conveyancing Quality Scheme. Recent clients have found the resultant reports useful for convincing their professional indemnity insurance underwriters that they are serious about risk management.
Included:
1. Review of website and preliminary documents prior to our visit to Client's offices
2. Interviews with key managers in the organisation
3. Review of further documentation, systems and processes.
4. Q&A session with key managers.
5. Preparation of traffic-lighted report
6. Debrief meeting
Possible future projects arising:
1. Prepare full action plan to rectify any non-compliances over an agreed period of time
2. Work with the management team to implement the agreed actions
3. Further review and report to measure progress/success of the project
Why choose CCL?
For 10 years our founder, as a partner, has had sole responsibility for Risk management and Compliance at a major Shropshire law firm. He introduced and successfully implemented Lexcel and IIP, as well as the systems and procedures needed to ensure compliance with Money Laundering and other professional regulations. We have recently prepared a report for a client that achieved a significant saving on their PII premiums.
Please see the Cann-Do PDF for more details.
